ARA Compliance Services - Roundtable Capital Partners Inc.

ARA Compliance Services

Roundtable has engaged the services of ARA to assist in the ongoing maintenance of the firm’s compliance regime.

ARA is a third party compliance service that provides compliance support to firms in the securities, investment management and insurance industries. Their focus is to help Registered Firms and owners reduce their compliance risk. They offer a full range of services including outsourcing of compliance tasks, regulatory compliance consulting, oversight activities, registration services, and services to sale and trading activities.

Vipool Desai, CA, CFA is the founder and principal of ARA and has over 14 years of experience as a compliance professional in the securities industry.

Deanna Taylor, CGA, is a compliance consultant with over 35 years experience, with 30 years at the Ontario Securities Commission.

www.aracompliance.com




	ARA Compliance Services Roundtable has engaged the services of ARA to assist in the ongoing maintenance of the firm’s compliance regime. ARA is a third party compliance service that provides compliance support to firms in the securities, investment management and insurance industries. Their focus is to help Registered Firms and owners reduce their compliance risk. They offer a full range of services including outsourcing of compliance tasks, regulatory compliance consulting, oversight activities, registration services, and services to sale and trading activities. Vipool Desai, CA, CFA is the founder and principal of ARA and has over 14 years of experience as a compliance professional in the securities industry. Deanna Taylor, CGA, is a compliance consultant with over 35 years experience, with 30 years at the Ontario Securities Commission. www.aracompliance.com